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David Lerner Associates told to pay back investors
A Financial Industry Regulatory Authority arbitrator ruled last week that Syosset-based David Lerner Associates has to reimburse two investors $24,450 for their shares in its non-traded REITs, according to Investment News. The arbitrator didn ...  
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Arbitrator Rules Against Lerner Firm in Sales of REIT
FINRA said David Lerner Associates sold Apple REIT Ten “targeting unsophisticated and elderly customers with unsuitable sales of the illiquid security.”  
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Finra Arbitrator Orders David Lerner To Pay Damages
The fund was one of the many so-called non-traded real estate investment trusts that have been marketed ... to hit David Lerner Associates,” said Andrew Stoltmann, a Chicago attorney. The Syosset, N.Y.-based is run by the former municipal ...  
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Broadcasting the Atocha Station
An A+ radio interview with Leaving the Atocha Station author Ben Lerner, you say? Why, yes, I think that’s right up my alley. Related posts: Tao Lin Interviews Ben Lerner Tao Lin interviews Leaving the Atocha Station author Ben Lerner... Even If You Lose, You Win The deadline for BOMB‘s poetry contest — judged by [...] Related posts: Tao Lin Interviews Ben Lerner Tao Lin interviews Leaving the Atocha Station author Ben Lerner... Even If You...  
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FINRA fines David Lerner Associates $2.3 million
Syosset-based David Lerner Associates was fined $2.3 million by a Financial Industry Regulatory Authority hearing panel on Wednesday for charging its investors excessive markups on trades. The panel ordered DLA to pay restitution of more than $1.4 million, plus interest, to those customers affected. It also fined Lerner’s head trader William Mason $200,000 and suspended him for [...]  
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David Lerner Associates Fined $2.3M; Head Trader Suspended
A FINRA hearing panel has fined Syosset, N.Y.-based David Lerner Associates Inc. $2.3 million and suspended head trader William Mason for six months with a $200,000 fine for charging excessive markups on municipal bond and collateralized mortgage obligation transactions over a two-year period.  
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FINRA Hearing Panel Fines David Lerner Associates $2.3 Million for Selling...
WASHINGTON--(BUSINESS WIRE)--The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA hearing panel ruled that Long Island-based David Lerner Associates, Inc. (DLA) charged excessive markups on municipal bond and collateralized mortgage obligation (CMO) transactions over a two-year period, causing the firm’s retail customers to pay unfairly high prices and receive lower yields than they otherwise would have received...  
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An American business success story
Almost anyone who has a great idea, passion, a commitment to delivering quality and great service and a hard work ethic has a chance of succeeding in business. David Lerner, the founder and president of David Lerner Associates, Inc., is a perfect example of this.  
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Lerner blasts McLeish reign
Villa are looking for a fourth boss in less than two years after Martin O'Neill's resignation and then Gerard Houllier having to quit on health grounds before McLeish was appointed last summer. It was always a calculated gamble to appoint ...  
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Ben Lerner Wins The Believer Book Award
Poet and novelist Ben Lerner has won The Believer Book Award for his novel, Leaving the Atocha Station. Below, we’ve linked to free samples of all the books on the shortlist. Check it out: “In Lerner’s hilarious and sensitive novel, Leaving the ...  
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Under-fire McLeish gets the thumbs-up from Lerner
Lerner and Faulkner have issued their rallying call after Villa were ... Two goals in as many minutes from Martin Petrov and David Ngog earned Bolton the win and were followed by fans calling for McLeish to leave. The Villa boss refuses to blame an over ...  
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Q&A with fashion designer David Lerner
David sat down with Examiner.com for a Q to discuss Spring trends, his signature pieces as well as celebrity clients. Please read below. How did you get your start in fashion? I launched the collection in August 2008. I had this idea to build a brand by ...  
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Willie Nelson plays at The Lerner to a full house
Nearly every seat was filled with die-hard Willie Nelson fans. Tickets were still on sale earlier this week, but as of Friday they were bought up. “It’s really exciting,” said David Smith, general manager at The Lerner. “Tickets sold out ...  
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Finra panel: David Lerner Associates sold marked-up munis
Brokerage ordered to pay $3.7M for jacking up prices on tax-exempt bonds and CMOs; head trader suspended  
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